-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NuAq7ZJXn/Y0l/60LOo1N4obJshedgQNc5b2V/I+vwN31Yx1HhME+YwDqlmy1/l1 tKQkhTz5hZ2+jz35kUllog== 0000895421-10-000674.txt : 20101130 0000895421-10-000674.hdr.sgml : 20101130 20101130161451 ACCESSION NUMBER: 0000895421-10-000674 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101130 DATE AS OF CHANGE: 20101130 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Constant Contact, Inc. CENTRAL INDEX KEY: 0001405277 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-DIRECT MAIL ADVERTISING SERVICES [7331] IRS NUMBER: 043285398 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83685 FILM NUMBER: 101222118 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-472-8100 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD STREET 2: SUITE 329 CITY: WALTHAM STATE: MA ZIP: 02451 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY CENTRAL INDEX KEY: 0000895421 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 363145972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-4000 MAIL ADDRESS: STREET 1: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY DEAN WITTER & CO DATE OF NAME CHANGE: 19980326 FORMER COMPANY: FORMER CONFORMED NAME: DEAN WITTER DISCOVER & CO DATE OF NAME CHANGE: 19960315 SC 13G/A 1 constantcontact.htm MS EXIT constantcontact.htm


 
 

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

 

 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
 

(Amendment No. 3)*

Constant Contact, Inc.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
210313102
(CUSIP Number)
November 23, 2010
(Date of Event Which Requires Filing of this Statement)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
[  ]           Rule 13d-1(b)
 
[  ]           Rule 13d-1(c)
 
[x]           Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 
 

 
 

 
 

 
 

 
 

 
CUSIP No.  210313102
13G
   
   
1.
NAMES OF REPORTING PERSONS
 
Morgan Stanley Dean Witter Venture Partners IV, L.P.
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a)  [  ]
 
   
(b) [x]
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5.
SOLE VOTING POWER
0
 
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
 
8.
SHARED DISPOSITIVE POWER
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
 [  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
12.
TYPE OF REPORTING PERSON
PN
 




CUSIP No.  210313102
13G
   
   
1.
NAMES OF REPORTING PERSONS
 
Morgan Stanley Dean Witter Venture Investors IV, L.P.
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [  ]
 
   
(b) [x]
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5.
SOLE VOTING POWER
0
 
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
 
8.
SHARED DISPOSITIVE POWER
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
 [  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
12.
TYPE OF REPORTING PERSON
PN
 

 
 

 



CUSIP No.  210313102
13G
   
   
1.
NAMES OF REPORTING PERSONS
 
Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P.
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [  ]
 
   
(b) [x]
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5.
SOLE VOTING POWER
0
 
 
6.
SHARED VOTING POWER
0
 
7.
SOLE DISPOSITIVE POWER
0
 
 
8.
SHARED DISPOSITIVE POWER
0
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
 [  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
12.
TYPE OF REPORTING PERSON
PN
 





CUSIP No.  210313102
13G
   
   
1.
NAMES OF REPORTING PERSONS
 
Morgan Stanley
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [  ]
 
   
(b) [x]
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5.
SOLE VOTING POWER
0
 
 
6.
SHARED VOTING POWER
33,387
 
 
7.
SOLE DISPOSITIVE POWER
0
 
 
8.
SHARED DISPOSITIVE POWER
33,541
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,541
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
 [  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.12%
 
12.
TYPE OF REPORTING PERSON
CO
 





CUSIP No.  210313102
13G
   
   
1.
NAMES OF REPORTING PERSONS
 
MSDW Venture Partners IV, LLC
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [  ]
 
   
(b) [x]
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5.
SOLE VOTING POWER
0
 
 
6.
SHARED VOTING POWER
0
 
 
7.
SOLE DISPOSITIVE POWER
0
 
 
8.
SHARED DISPOSITIVE POWER
0
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
 [  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
12.
TYPE OF REPORTING PERSON
CO
 





CUSIP No.  210313102
13G
   
   
1.
NAMES OF REPORTING PERSONS
 
MSDW Venture Partners IV, Inc.
 
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [  ]
 
   
(b) [x]
 
3.
SEC USE ONLY
 
4.
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
 
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5.
SOLE VOTING POWER
0
 
 
6.
SHARED VOTING POWER
0
 
 
7.
SOLE DISPOSITIVE POWER
0
 
 
8.
SHARED DISPOSITIVE POWER
0
 
9.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
 
 
10.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES
 [  ]
 
11.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
 
12.
TYPE OF REPORTING PERSON
CO, IA
 


 
 

 

 
Item 1.
 
(a)      Name of Issuer
 
Constant Contact, Inc.
 
(b)      Address of Issuer’s Principal Executive Offices
 
1601 Trapelo Road, Suite 329
                 Waltham, MA 02451
 
 
Item 2.
 
(a)      Name of Person Filing
 
            See Item 2(b) below.  Morgan Stanley is filing solely in its capacity as parent company of, and indirect beneficial owner of securities held by, one of its business units.


(b)      Address of Principal Business Office or, if none, Residence
 
(1)           Morgan Stanley Dean Witter Venture Partners IV, L.P. (“MSDW Venture Partners”)
                                1585 Broadway
                                New York, New York 10036
 
(2)           Morgan Stanley Dean Witter Venture Investors IV, L.P. (“MSDW Venture Investors”)
1585 Broadway
New York, New York 10036

(3)           Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P. (“MSDW Offshore Investors”)
1585 Broadway
New York, New York 10036

(4)           Morgan Stanley
1585 Broadway
New York, NY 10036
 
(5)           MSDW Venture Partners IV, LLC (“MSDW LLC”)
                                1585 Broadway
New York, NY 10036
 
(6)           MSDW Venture Partners IV, Inc. (“MSDW Inc.”)
                                1585 Broadway
New York, New York 10036

 
(c)      Citizenship
 
See item 4 on Cover Pages to this Schedule 13G.
 
(d)      Title of Class of Securities
 
Common Stock, par value $0.01 per share
 
(e)      CUSIP Number
 
210313102
 
Item 3.
If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
[  ]
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
 
 
(b)
[  ]
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
 
 
(c)
[  ]
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
 
 
(d)
[  ]
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
 
 
(e)
[  ]
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 
 
(f)
[  ]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 
 
(g)
[  ]
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 
 
(h)
[  ]
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 
 
(i)
[  ]
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act 0f 1940 (15 U.S.C. 80a-3);
 
 
(j)
[  ]
A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J);
 
 
(k)
[  ]
Group, in accordance with §240.13d-1(b)(1)(ii)(K).
 
Item 4.
Ownership
 
 
(a)
Amount beneficially owned:
 
 
See item 8 on Cover Pages to this Schedule 13G.
 
 
(b)
Percent of class:
 
 
See item 11 on Cover Pages to this Schedule 13G.
 
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote
 
 
See item 5 on Cover Pages to this Schedule 13G.
 
 
(ii)
Shared power to vote or to direct the vote
 
 
See item 6 on Cover Pages to this Schedule 13G.
 
 
(iii)
Sole power to dispose or to direct the disposition of
 
 
See item 7 on Cover Pages to this Schedule 13G.
 
 
(iv)
Shared power to dispose or to direct the disposition of
 
 
See item 8 on Cover Pages to this Schedule 13G.
 
Item 5.
Ownership of Five Percent or Less of a Class
 
        As of the date hereof, none of the reporting persons beneficially owns five percent or more of the class of securities.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person
 
 
       Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
 
 
       Not Applicable
 
Item 8.
Identification and Classification of Members of the Group
 
 
       Not Applicable
 
Item 9.
Notice of Dissolution of Group
 
 
       Not Applicable
 
Item 10.
Certification
 
 
       Not applicable.

 
 

 

 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 
Date:           November 29, 2010
 

 
Signature:  /s/ Debra Abramovitz
 
 
By: Debra Abramovitz, as authorized signatory for MSDW LLC and MSDW Inc. and as the institutional managing member of the general partner of each of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.

Signature:  /s/ Michael Lees                                                                
By: Michael Lees, as authorized signatory of Morgan Stanley
 

 
 

 

EXHIBIT 1
 

 
Joint Filing Agreement

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, par value $0.01 per share, of Constant Contact, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

In evidence thereof, the undersigned, being duly authorized, hereby execute this Agreement this November 29, 2010.
 
                                This Schedule may be executed in two or more counterparts, any one of which need not contain the signature of more than one party, but all such parties taken together will constitute part of this Schedule.
 

(1)           Morgan Stanley Dean Witter Venture Partners IV, L.P. (“MSDW Venture Partners”)
                                1585 Broadway
                                New York, New York 10036
 
(2)           Morgan Stanley Dean Witter Venture Investors IV, L.P. (“MSDW Venture Investors”)
1585 Broadway
New York, New York 10036

(3)           Morgan Stanley Dean Witter Venture Offshore Investors IV, L.P. (“MSDW Offshore Investors”)
1585 Broadway
New York, New York 10036

(4)           Morgan Stanley
1585 Broadway
New York, NY 10036
 
(5)           MSDW Venture Partners IV, LLC (“MSDW LLC”)
                                1585 Broadway
New York, New York 10036
 
(6)           MSDW Venture Partners IV, Inc. (“MSDW Inc.”)
                                1585 Broadway
New York, New York 10036

 
 

 

Issuer & Ticker Symbol: Constant Contact, Inc. (CTCT)
Date of Event Requiring Statement: 11/23/2010


Signature:  /s/ Debra Abramovitz
 
 
By: Debra Abramovitz, as authorized signatory for MSDW LLC and MSDW Inc. and as the institutional managing member of the general partner of each of MSDW Venture Partners, MSDW Venture Investors and MSDW Offshore Investors.

Signature:  /s/ Michael Lees                                                                
By: Michael Lees, as authorized signatory of Morgan Stanley

 
 

 

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